
Brokerage Operations Margin (ACATS) at Alpaca. Location Information: United States. Developer APIs for commission-free stock and crypto trading.. Work with and provide assistance to internal and external customers on Account Transfer Requests.. Assist with rebuilding and formalizing procedures for the transfer process.. Process ACAT transfers in/out activity and prepare for the transition to self-clearing in DTCC.. Handle communications with Contra firms and Transfer Agents.. Process Mass Account Transfers/Conversions.. Serve as the firm's Subject Matter Expert on Transfers.. Research and respond to inquiry tickets regarding Account Transfers.. Ensure ACAT requests are processed within timelines and industry guidelines.. Identify documentation/processing irregularities and outline corrective measures.. Assist with documenting procedures and updating processes.. Process ACAT free deliveries and fail reversals.. Work cross-functionally to create efficient operational processes.. Drive continuous operational improvement and update the control framework.. Support business unit management with policy frameworks.. Assist in the automation of daily self-clearing processes.. Prepare summary documentation/work papers for special projects.. Participate in projects as needed.. Perform other duties and responsibilities as assigned.. 2+ years of ACATS experience. Knowledge of Brokerage Clearing operations. Knowledge of Financial industry rules, regulations and laws. General knowledge of U.S. securities back office operations. Excellent written and verbal communication skills. Ability to work independently with attention to detail. Provide insights for improving client experience and efficiency. Ability to work independently in a fast-paced environment. Must follow company tenets: Stay Curious, Have Empathy, Be Accountable. Be able to work in a remote environment. Basic knowledge of SQL or other database coding language. Ability to adapt between Microsoft and Google document solutions. Flexibility to assist other functional areas. Support department initiatives and company vision. Possession of a Series SIE and 99 or higher securities license or achieve a passing result within first 180 days. Competitive Salary & Stock Options. Health Benefits. New Hire Home-Office Setup: One-time USD $500. Monthly Stipend: USD $150 per month