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Compliance Consultant - Comprehensive at Jobgether. This position is posted by Jobgether on behalf of COMPLY. We are currently looking for a Compliance Consultant - Comprehensive in the United States.. As a Compliance Consultant, you will play a crucial role in helping clients navigate complex regulatory requirements across the financial services industry. You will provide expert guidance, develop and review compliance documentation, and assist clients in implementing effective compliance programs. This position requires a detail-oriented professional who can manage multiple client engagements simultaneously while maintaining high standards of quality. You will collaborate with internal teams to improve processes, support product development, and ensure clients receive actionable, practical compliance solutions. Your work will directly impact client success, risk mitigation, and the efficiency of their compliance operations. Strong analytical, communication, and problem-solving skills are essential to excel in this dynamic environment.. . Accountabilities. In this role, you will:. . Provide proactive consulting services, including drafting disclosure documents, policies and procedures, and codes of ethics.. . Offer guidance on regulatory matters for investment advisers, broker-dealers, and other financial services clients.. . Assist clients in managing compliance calendars and related activities using software platforms.. . Respond to client inquiries via email and phone promptly and professionally.. . Support the development of educational materials and deliver training sessions as needed.. . Collaborate with internal teams and sales representatives to guide clients on products, modules, and pre-sales inquiries.. . Participate in process improvements and product development initiatives to enhance client services.. . The ideal candidate should have:. . A law degree and/or equivalent experience in regulatory compliance.. . Strong knowledge of the Investment Advisers Act of 1940, Securities Exchange Acts, FINRA rules, and broker-dealer regulations.. . Excellent analytical and problem-solving skills, with the ability to provide practical compliance solutions.. . Strong interpersonal and communication skills to manage relationships with clients and colleagues at all levels.. . Demonstrated ability to work effectively in a client-focused, collaborative environment.. . Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint, Outlook) and Salesforce.. . Ability to manage competing priorities across multiple client engagements and internal initiatives.. . Authorization to work for any employer in the United States (Visa sponsorship not available).. . Company Location: United States.