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Compliance (Portfolio Management Services) at Weekday AI. This role is for one of Weekday’s clients. Min Experience: 4 years. JobType: full-time. We are seeking an experienced . Compliance Professional. with 5+ years of expertise in the financial services sector, specifically in managing . compliance aspects of Portfolio Management Services (PMS). . The ideal candidate will possess a strong understanding of regulatory frameworks, reporting standards, and compliance monitoring practices. This role demands a high degree of accuracy, regulatory awareness, and the ability to collaborate across functions to ensure seamless compliance operations.. The Compliance professional will be responsible for . regulatory submissions, updating compliance policies, reviewing circulars, handling inspections, and guiding internal teams. . This role is integral to protecting the organization’s reputation, ensuring legal compliance, and fostering a culture of integrity and governance.. Key Responsibilities. . . Compliance Management. : Oversee and manage all compliance-related aspects of . Portfolio Management Services (PMS). in accordance with SEBI and other regulatory guidelines. . . . Regulatory Filings. : Ensure timely and accurate preparation, review, and submission of all regulatory filings, returns, and reports. Maintain proper documentation and records for audits and inspections. . . . Policy Review & Implementation. : Regularly review, update, and implement compliance policies to align with the latest regulations and business practices. . . . Circulars & Guidelines. : Monitor and interpret new circulars, notifications, and guidelines released by regulators. Discuss with relevant teams, create actionable plans, and ensure effective implementation. . . . Transaction Oversight. : Ensure that all PMS-related transactions are executed in strict compliance with regulatory requirements and within stipulated timelines. . . . Regulatory Liaison. : Build and manage strong relationships with regulatory bodies. Act as a point of contact during inspections, queries, and observations. Support management in drafting responses to regulators. . . . Audit & Inspection. : Oversee internal and external compliance inspections, ensuring timely completion and closure of audit points. . . . Document Review. : Review disclosure documents, KYC forms, contracts, and other regulatory documents to ensure compliance with SEBI regulations. . . . Grievance Redressal. : Address and resolve compliance-related queries from internal teams and customers in a timely and professional manner. . . . Employee Training. : Conduct periodic training sessions for employees on compliance requirements, . AML, Insider Trading, and regulatory best practices. to strengthen the compliance culture within the organization. . . . Risk Mitigation. : Proactively identify compliance risks, suggest improvements, and implement corrective actions. . . Key Skills & Qualifications. . Bachelor’s degree in . Law, Commerce, Finance, or related field. ; additional certifications in Compliance, Company Secretary (CS), or equivalent preferred. . . 5–6+ years of . hands-on compliance experience. , specifically within Portfolio Management Services or related financial services. . . Strong understanding of . SEBI guidelines, AML practices, Insider Trading regulations, and KYC norms. . . . Proven track record in . regulatory liaison, audits, inspections, and policy implementation. . . . Excellent communication skills with the ability to collaborate effectively with internal teams and external regulators. . . High attention to detail, strong problem-solving skills, and ability to work under pressure. . . Proficiency in compliance tools, MS Office, and record-keeping systems. . . Company Location: India.